Compliance Center

Regulatory Compliance

LX Insurance Exchange maintains full compliance with applicable federal and state securities laws, insurance regulations, and anti-money laundering requirements.

Insurance Regulatory Standards

NAIC Model Laws and Regulations

The LX Insurance Exchange operates in alignment with National Association of Insurance Commissioners (NAIC) model laws governing admitted assets, surplus lines, and reinsurance. All assets listed as qualified reserve assets have been evaluated against NAIC Asset Valuation Reserve (AVR) and Interest Maintenance Reserve (IMR) requirements.

Admitted vs. Non-Admitted Assets

Assets on the exchange are categorized as admitted or non-admitted per applicable state insurance regulations. Admitted assets are those recognized by state insurance departments for inclusion in statutory financial statements. The platform's qualification process evaluates each asset's eligibility for admitted asset status.

Risk-Based Capital (RBC) Framework

Tokenized assets are evaluated against NAIC Risk-Based Capital (RBC) requirements. The platform provides RBC charge information for each qualified asset, enabling insurance companies to accurately assess the capital impact of reserve and surplus investments.

Reinsurance Collateral Requirements

Assets designated for reinsurance collateral purposes comply with NAIC Credit for Reinsurance Model Law requirements. Collateral structures include Letters of Credit, Trust Accounts, and Funds Withheld arrangements, each supported by qualified tokenized assets.

Legal Disclaimer: This compliance documentation is provided for informational purposes only and does not constitute legal advice. LX Insurance Exchange recommends that all participants consult with qualified legal counsel regarding applicable regulatory requirements. Compliance requirements vary by jurisdiction and are subject to change.